跳到主要内容

网络 是U.S. industry standard for reconciling accounts and processing dividends and capital gains for mutual funds and other pooled investments. 网络 streamlines the reconciliation of account records through efficient transmission of data between funds and intermediaries.

  • 概述

    网络 is the industry standard for the streamlined exchange of customer account-level information, delivering efficiencies by securely automating a host of activity reporting including creating new accounts, account maintenance and transfers between 存 clients such as funds and broker/dealers.

    服务的主要功能包括 直接帐户组网, which involves the exchange of investor account data held directly with a mutual fund, 集合投资或其他可比投资vnsr威尼斯城官网登入. Investment offering companies have the ability to establish and maintain shareholder accounts, 包括账户上有中介的时候. In this way, all those involved can maintain identical customer account data.

    The “网络 Levels” feature incorporated in 网络 provides operational options to help intermediaries meet their particular business needs. Each 网络 level defines a different set of reporting controls for investment companies and intermediaries, 规定如何完成股东服务, 是谁干的.

    网络通过以下附加功能增强了帐户管理:

    • 分享-Aging文件, for customer accounts that are being transferred from one financial intermediary or distribution firm to another and are migrating to/from an omnibus environment. This feature allows MF clients to pass customer account information needed to determine redemption fees, 12b-1 trail commission fees and whether money market shares are commissionable.
    • 标准化数据报告(SDR) 以支持SEC规则22c-2, which requires intermediary firms to respond to fund company requests for shareholder-level information in omnibus accounts. This feature helps funds monitor accounts for possible market-timing and frequent-trading activities and impose redemption fees, 如果适用的话.
    • ®Omni /服务公司, a central location for participating intermediaries to transmit Omnibus Activity and Position files to fund companies and other investment products.
    • 退休计划报告(RPR), a centralized and standardized solution for transmitting retirement plan level information among mutual fund industry participants.
    • 其他补充服务:
      基金®/服务公司, 互惠基金每日价格及利率档案(资料一), 概况二(股息及证券发行数据库), 存支付aXis®, MF信息交换.

  • 好处

    • 自动化和标准化统一记录布局的帐户报告.
    • 降低运营成本,提高处理效率.
    • 降低与容易出错的手动流程相关的风险.
    • Eliminates the need for proprietary communication lines, faxes and phone connections.
    • Simplifies the settlement process for dividends and capital gains by calculating a single settlement figure for each client, 每一天.
    • Enhances reporting control with a choice of customer reporting levels to best match a firm’s business practices and customer service objectives.
    • Optimizes regulatory reporting and compliance regarding breakpoint calculations, 频繁交易和短期赎回费用.
    • Increases accuracy, speed and transparency to funds and firms in Omnibus relationships.

  • 谁可以使用该服务

    Any interested financial organization that meets the qualifications of 存’s National Securities 清算 Corporation (NSCC) subsidiary can use this service.

  • 网络服务是如何工作的

    网络 is conveniently accessible via mainframe over 存’s SMART connection or through My存 Web Portal that gives MF clients direct access over the Internet to services provided by NSCC and other 存’s subsidiaries.

    NSCC

    活动报告

    • Reports any financial transaction occurring directly at the fund or other comparable investment product that causes a change in an account balance.
    • 包括基金/公务员制度倡议活动的期末份额结余.
    • 报告重新分配分配的年终税务信息.

    股息分配报告

    • 传递股利信息, 包括股息率, 发布, 记录及应付日期, 以及短期和长期的资本收益.
    • 报告每个客户帐户的新份额余额, whether the customer has opted to have dividends reinvested or be paid in cash.
    • Provides an option to use NSCC’s net settlement system for members who service accounts that elect cash dividends.

    立场文件

    • Allows for the file transmission of closing share balances for each sub-account at the fund to broker/dealers and other distribution firms.

    帐户维护 & 和解

    • 使资金能够发送非金融, detailed customer account information to participating firms on a particular security.
    • Provides a scrub file from funds so broker/dealers and other distribution firms can review how their accounts have been set up at a fund.
    • Allows broker/dealers and other distribution firms to request a full set of fund conversion records for a particular Networked account via a Fund Account Response Indicator.
    • 提供计划, 每个账户设置的详细报告, 包括预扣信息, 分支机构数量, 账户代表号码, 分配选项信息.

    网络级帐户控制
    公司为每种类型的账户选择报告控制的级别.

    • Level 0: This level can be used to identify underlying customer accounts that are non-Networked, 直接由基金公司持有, 或者信托账户由信托公司和经纪公司共享. 这种双重安排允许双方共享信息, 信托对这些账户负有受托责任.
    • Level 3: Broker/dealers and other intermediaries maintain full customer account control, 处理所有订单, 客户报表和报告. 基础客户在基金公司没有直接特权.
    • 第四级:基金公司处理所有底层客户沟通. 标的客户直接拥有基金的全部股东特权, or can manage transactions directly through a brokerage firm and other distribution firms that process orders and are informed by the fund company of all customer account record changes.

  • 了解更多信息

    请联系客户支持,电话:1-212-855-8877或发电子邮件至 (电子邮件保护).



    网络 is a service offering of the National Securities 清算 Corporation (NSCC), 存全资子公司. 本服务受适用规则的约束, 程序, 及服务指引, 哪些包含完整的条款, 条件, 以及适用于本服务的限制. 此处的服务描述仅供参考, 并保留修改的权利.

额外的 vns6060威尼斯城官网

它学习

每天帮助客户优化存服务

存学习提供全面, fast-track training for 存 customers of financial services organizations who are looking to expand their expertise and abilities in using the post-trade processing products and services provided by 存’s subsidiaries.

dtccdotcom