网络 is the industry standard for the streamlined exchange of customer account-level information, delivering efficiencies by securely automating a host of activity reporting including creating new accounts, account maintenance and transfers between 存 clients such as funds and broker/dealers.
服务的主要功能包括 直接帐户组网, which involves the exchange of investor account data held directly with a mutual fund, 集合投资或其他可比投资vnsr威尼斯城官网登入. Investment offering companies have the ability to establish and maintain shareholder accounts, 包括账户上有中介的时候. In this way, all those involved can maintain identical customer account data.
The “网络 Levels” feature incorporated in 网络 provides operational options to help intermediaries meet their particular business needs. Each 网络 level defines a different set of reporting controls for investment companies and intermediaries, 规定如何完成股东服务, 是谁干的.
网络通过以下附加功能增强了帐户管理:
- 分享-Aging文件, for customer accounts that are being transferred from one financial intermediary or distribution firm to another and are migrating to/from an omnibus environment. This feature allows MF clients to pass customer account information needed to determine redemption fees, 12b-1 trail commission fees and whether money market shares are commissionable.
- 标准化数据报告(SDR) 以支持SEC规则22c-2, which requires intermediary firms to respond to fund company requests for shareholder-level information in omnibus accounts. This feature helps funds monitor accounts for possible market-timing and frequent-trading activities and impose redemption fees, 如果适用的话.
- ®Omni /服务公司, a central location for participating intermediaries to transmit Omnibus Activity and Position files to fund companies and other investment products.
- 退休计划报告(RPR), a centralized and standardized solution for transmitting retirement plan level information among mutual fund industry participants.
- 其他补充服务:
基金®/服务公司, 互惠基金每日价格及利率档案(资料一), 概况二(股息及证券发行数据库), 存支付aXis®, MF信息交换.